TRF - Clearly Erroneous Ruling - List of affected securities and the break points

Transkripts

1 Issue Symbol Market < 60 % Price > 60 % Price AAPL NASDAQ New AAXJ NASDAQ ACN NYSE Group ACOM NASDAQ New ADP NASDAQ New AMLN NASDAQ New AMSC NASDAQ New AMT NYSE Group New ARM NYSE Group New ATHN NASDAQ New BDT NYSE Group BDV NYSE Group BEE NYSE Group New BGS NYSE Group BICK NASDAQ BID NYSE Group New BIO NYSE Group New BOE NYSE Group BPO NYSE Group New BRO NYSE Group BTF NYSE Group BWP NYSE Group CASY NASDAQ New CFI NYSE Group CGW NYSE Group CHTP NASDAQ CII NYSE Group CLW NYSE Group CNDA NYSE Group New CNP NYSE Group CNR NYSE Group CSA NYSE Group CSM NYSE Group CTL NYSE Group CUT NYSE Group CVO NYSE Group CVY NYSE Group CWB NYSE Group CWI NYSE Group CYS NYSE Group DES NYSE Group DGX NYSE Group New DHG NYSE Group New DIA NYSE Group New DKP NYSE Group DLN NYSE Group

2 DNP NYSE Group DOG NYSE Group New DTN NYSE Group DVY NYSE Group DWM NYSE Group DWX NYSE Group DZK NYSE Group EBIX NASDAQ ECH NYSE Group EEB NYSE Group EES NYSE Group EFG NYSE Group EFO NYSE Group EFSC NASDAQ New EFV NYSE Group ELG NYSE Group ELR NYSE Group ELV NYSE Group New EMG NYSE Group EMM NYSE Group ENY NYSE Group EOS NYSE Group EPI NYSE Group EPP NYSE Group EQIX NASDAQ New ESRX NASDAQ New ETY NYSE Group EVF NYSE Group EVV NYSE Group New EWK NYSE Group EWX NYSE Group EXC NYSE Group EXG NYSE Group EXLS NASDAQ EXP NYSE Group EXT NYSE Group EZPW NASDAQ FAB NYSE Group FAX NYSE Group FBT NYSE Group FCG NYSE Group FDV NYSE Group FEX NYSE Group FGD NYSE Group FLM NYSE Group FNI NYSE Group FNX NYSE Group

3 FPT NYSE Group FTA NYSE Group FTC NYSE Group FTY NYSE Group FUD NYSE Group New FVD NYSE Group FVL NYSE Group New FXD NYSE Group FXH NYSE Group FXL NYSE Group FXN NYSE Group New FXO NYSE Group FXU NYSE Group FXZ NYSE Group FYX NYSE Group G NYSE Group GAR NYSE Group GCV NYSE Group GEC NYSE Group GFW NYSE Group GII NYSE Group GIM NYSE Group GLAD NASDAQ GLL NYSE Group GMF NYSE Group GRT NYSE Group New GWX NYSE Group HANS NASDAQ HAP NYSE Group HEDJ NYSE Group HHH NYSE Group HITK NASDAQ New HNT NYSE Group HPQ NYSE Group New HSTM NASDAQ HTGC NASDAQ HTS NYSE Group IAG NYSE Group New IAK NYSE Group IAT NYSE Group IDE NYSE Group IEI NYSE Group New IEZ NYSE Group IGM NYSE Group IGN NYSE Group IGV NYSE Group IGW NYSE Group

4 IHE NYSE Group IHF NYSE Group IHI NYSE Group IJH NYSE Group IJJ NYSE Group IJK NYSE Group IJR NYSE Group IJS NYSE Group IJT NYSE Group INDL NYSE Group New INSU NASDAQ New IPG NYSE Group New IPN NYSE Group IPXL NASDAQ ISI NYSE Group ITA NYSE Group ITC NYSE Group IVE NYSE Group IVW NYSE Group IWA NYSE Group IWB NYSE Group IWD NYSE Group IWF NYSE Group IWN NYSE Group IWP NYSE Group IWR NYSE Group IWS NYSE Group IWV NYSE Group IWW NYSE Group IWX NYSE Group IWZ NYSE Group IXC NYSE Group IXG NYSE Group IXJ NYSE Group IXP NYSE Group IYC NYSE Group IYE NYSE Group IYG NYSE Group New IYH NYSE Group IYK NYSE Group IYY NYSE Group JKD NYSE Group JKE NYSE Group JKF NYSE Group JKG NYSE Group New JKJ NYSE Group New JKK NYSE Group

5 JPM-S NYSE Group JPM-X NYSE Group JRO NYSE Group New KLD NYSE Group New KRE NYSE Group New KXI NYSE Group LEA NYSE Group LGI NYSE Group LINE NASDAQ LTL NYSE Group New MCN NYSE Group MCRO NYSE Group MDD NYSE Group MFM NYSE Group MGU NYSE Group MIDD NASDAQ New MMM NYSE Group New MRK NYSE Group New MSPD NASDAQ NANO NASDAQ New NFO NYSE Group NHS NYSE Group NLR NYSE Group NPSP NASDAQ New NTL NYSE Group OKE NYSE Group New OKS NYSE Group ONEQ NASDAQ OPNT NASDAQ OXM NYSE Group PBE NYSE Group New PBJ NYSE Group PBP NYSE Group PBS NYSE Group PBW NYSE Group PCBC NASDAQ New PDP NYSE Group PDP NYSE Group New PEJ NYSE Group PEY NYSE Group PEZ NYSE Group PFM NYSE Group PG NYSE Group New PGH NYSE Group PHO NYSE Group PIC NYSE Group PID NYSE Group

6 PIE NYSE Group PIN NYSE Group PIQ NYSE Group New PIV NYSE Group PJM NYSE Group PJP NYSE Group PKW NYSE Group PM NYSE Group New PNQI NASDAQ PPCO NASDAQ PQBW NASDAQ PRF NYSE Group PRFZ NASDAQ PSI NYSE Group PSJ NYSE Group PTO NYSE Group PUW NYSE Group PVR NYSE Group PVX NYSE Group PWB NYSE Group PWJ NYSE Group PWO NYSE Group PWV NYSE Group PWY NYSE Group PXE NYSE Group New PXI NYSE Group PXQ NYSE Group PZZ NASDAQ QCLN NASDAQ QID NYSE Group QQEW NASDAQ QTEC NASDAQ RDN NYSE Group New REM NYSE Group New RFG NYSE Group RFL NYSE Group RFV NYSE Group RGI NYSE Group New RHS NYSE Group RIT NYSE Group ROI NYSE Group RPG NYSE Group RPV NYSE Group RQI NYSE Group RRZ NYSE Group New RSP NYSE Group RSU NYSE Group

7 RSW NYSE Group RTH NYSE Group New RWJ NYSE Group RWL NYSE Group RWW NYSE Group RXI NYSE Group RYE NYSE Group RYF NYSE Group RYU NYSE Group New RZV NYSE Group SAM NYSE Group SCHA NYSE Group SCHB NYSE Group New SCHG NYSE Group SCHV NYSE Group SCHX NYSE Group SCJ NYSE Group SDD NYSE Group SDK NYSE Group SDOW NYSE Group SFK NYSE Group SIJ NYSE Group SJF NYSE Group SMDD NYSE Group New SORL NASDAQ SOXL NYSE Group SPY NYSE Group New SRTY NYSE Group SWH NYSE Group TEI NYSE Group TLP NYSE Group TRE NYSE Group New TTES NYSE Group New TWQ NYSE Group New TYP NYSE Group UBG NYSE Group New UGE NYSE Group New UKW NYSE Group UPRO NYSE Group New UPW NYSE Group URE NYSE Group URTY NYSE Group USB-K NYSE Group New USD NYSE Group New UTX NYSE Group New UVG NYSE Group New UVU NYSE Group New

8 UWC NYSE Group UXI NYSE Group UYG NYSE Group New VALU NASDAQ VB NYSE Group VBK NYSE Group VBR NYSE Group VCR NYSE Group VDC NYSE Group VFH NYSE Group VHT NYSE Group VIP NYSE Group New VIS NYSE Group VO NYSE Group VOE NYSE Group VOX NYSE Group VRGY NASDAQ New VTA NYSE Group VTI NYSE Group VTV NYSE Group VUG NYSE Group VXF NYSE Group New VXZ NYSE Group VYM NYSE Group WIN NASDAQ WOOD NASDAQ WSII NASDAQ WWON NASDAQ XGC NYSE Group XHB NYSE Group New XKK NYSE Group New XLFS NASDAQ XLIS NASDAQ XLPS NASDAQ XLUS NASDAQ XLVS NASDAQ XLYS NASDAQ XOP NYSE Group New XPH NYSE Group XRO NYSE Group XRT NYSE Group New XSD NYSE Group